Parker J Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 02/2019 → 01/2023
  Main Street Capital Corporation
  Houston, TX
• 01/2014 → 12/2018
  Rice University
  Houston, TX
• 04/2023 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

I*1804295 Entity Type: N/A Name of OBA: The Rice Owl Club Address: Houston, Texas, 77005 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/21/2024 No Hours: 1 No Hours during trading: 0 Duties: Purpose of the entity is to support athletics at Rice University. My role is to provide input on plans for the club and share upcoming events with former alumni and other supporters of Rice athletics.

Exams

• S66 Uniform Combined State Law Examination
  2023-06-13

Other Names

• Parker Smith