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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-17 |
| CA | RA | APPROVED | 2020-03-16 |
Branch Locations
6701 Center Dr W Ste 700, Los Angeles, CA 90045-1547 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 06/2017 | 02/2020 |
| Village Enrichment Program | South Pasadena | CA | 01/2011 | Present |
| Scs, Inc. | Glendale | CA | 03/2013 | 10/2016 |
| Bank Of America, N.A. | Pasadena | CA | 11/2017 | 02/2020 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 438 Santa Paula Avenue, , Pasadena, CA, 91107; Not Investment-Related; 11/01/2024. Business Ownership; Airbnb; Owner; I get my roommates through the Airbnb site. They have a room in my home.; 436 Santa Paula Avenue, , Pasadena, CA, 91107; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Village Enrichment Program; Board member; 1107 Fair Oaks Ave #806, , South Pasadena, CA, 91030; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-03 |
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