Samuel Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 07/2017
  Charter Communications
  Riverside, CA
• 07/2017 → 03/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, CA
• 11/2017 → 03/2024
  Bank Of America, N.A.
  Riverside, CA
• 03/2024 → 04/2025
  Snoopdrive
  Irvine, CA
• 05/2025 → Present
  Lpl Financial Llc
  Newport Beach, CA
• 04/2025 → Present
  Bmo Harris Bank
  Newport Beach, CA

Previous Registrations

• 2017-09-19 → 2024-03-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, CA
  Loma Linda, CA
  Yucaipa, CA
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1 - Start Date:5/19/2025 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent:0 2 - Start Date:04/28/2025 - BMO Harris Bank - Financial Institution Duty - Investment Related - Newport Beach, CA 92660 - 160 Hrs/Mth - 8 Hrs During Trading - Time Spent:100

Exams

• S66 Uniform Combined State Law Examination
  2017-09-16

Other Names

• Sam Miller
• Samuel Miller
• Samuel Wayne Miller