Matthew Li Puma

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2017
  University Of Iowa Housing And Dining
  Iowa City, IA
• 08/2013 → 05/2017
  University Of Iowa
  Iowa City, IA
• 06/2017 → 09/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 10/2017 → 11/2017
  Unemployed
  Park Ridge, IL
• 03/2018 → 04/2019
  Jpmorgan Chase Bank, N.A.
  Northbrook, IL
• 03/2018 → 07/2025
  J.P. Morgan Securities Llc
  Chicago, IL
• 12/2017 → 02/2018
  Chipotle
  Park Ridge, IL
• 10/2019 → 01/2022
  Wilson Bros. Bbq And Catering
  Houghton, IA
• 04/2019 → 07/2025
  Jpmorgan Chase Bank N.A.
  Chicago, IL
• 07/2025 → Present
  Morgan Stanley
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2025-08-04
• S63 Uniform Securities Agent State Law Examination
  2018-05-01

Other Names

• Matthew Anthony Li Puma
• Matt Li Puma