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Stephen J Pessagno

Morgan Stanley

Scottsdale, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-11-03
TX RA APPROVED 2021-10-22
  • AZ RA
    APPROVED
    Since 2021-11-03
  • TX RA
    APPROVED
    Since 2021-10-22

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2017 10/2021
Jp Morgan Chase & Co. Phoenix, Az AZ 06/2016 06/2017
Bank Of America, N.A. Chandler AZ 09/2017 10/2021
Morgan Stanley Scottsdale AZ 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-16
  • S66 Uniform Combined State Law Examination
    2017-09-16
Other Names
  • Stephen Pessagno
  • Stephen John Pessagno

View on SEC IAPD

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