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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2017-08-11 |
| TX | RA | APPROVED | 2017-08-11 |
Branch Locations
One Bryant Park, New York, NY 10036 • United States
West Orange, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2017 | Present |
| Bank Of America, N.A. | New York | NY | 06/2017 | Present |
| University Of Virginia | Charlottesville | VA | 08/2013 | 05/2017 |
| Uva Alumni Association | Charlottesville | VA | 01/2014 | 02/2017 |
I*1910263, Entity Type, Not For Profit, Name of OBA: LEAD - Bank of America employee network, Address: New York, NY, 10166, Investment Related: No, Position, Title, Association: Volunteer, Employee Start Date: 2017, No Hours: 1-2hrs/Yr, No Hours during trading: 0, Duties: Volunteering at events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-10 |
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