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1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-20 |
Branch Locations
1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 06/2017 | 05/2018 |
| Bank Of America, N.A. | Jacksonville | FL | 06/2017 | 05/2018 |
| Outdoor Pursuits | Winston Salem | NC | 09/2014 | 06/2017 |
| Wake Forest University | Winston Salem | NC | 08/2013 | 05/2017 |
| Morgan Stanley | Charlotte | NC | 06/2018 | 03/2019 |
| Signature Consultants | Charlotte | NC | 04/2019 | 07/2019 |
| Bank Of America Securities, Inc. | Charlotte | NC | 07/2019 | 04/2021 |
| Laurel Wealth Advisors, Llc | Charlotte | NC | 07/2023 | Present |
| Laurel Wealth Advisors, Llc | Charlotte | NC | 08/2024 | Present |
| Ernst And Young | Charlotte | NC | 05/2021 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-16 |
| S66 | Uniform Combined State Law Examination | 2017-09-23 |
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