Paul James Contos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 07/2023
  Citizens Investment Services Corp
  Canonsburg, PA
• 07/2023 → Present
  Lpl Financial
  Pittsburgh, PA

Previous Registrations

• 2004-10-14 → 2023-07-21
  Citizens Securities, Inc.
  Pittsburgh, PA
  Pleasant Hills, PA
  West Mifflin, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Monroeville, PA
  West Mifflin, PA

Other Businesses

1)07/05/2023 - Contos Pikras Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2023 - 160 Hr/Mth 2)07/05/2023 - Non-Variable Insurance - fixed annuities, personal and business insurance, accident, health, disability - Inv Rel - At Reported Business Location(s) - Start: 07/2023 - 4 Hr/Mth 3)07/05/2023 - Rental Property - Owner - Inv Rel - Pittsburg, PA - Start: 07/2023 - 1 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-14
• S63 Uniform Securities Agent State Law Examination
  1999-04-05

Designations

• Certified Financial Planner

Other Names

• Paul James Contos
• Paul J Contos
• Paul J Contos