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William Anderson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-07-05
NJ RA APPROVED 2017-09-14
TX RA APPROVED 2017-09-12
  • NC RA
    APPROVED
    Since 2019-07-05
  • NJ RA
    APPROVED
    Since 2017-09-14
  • TX RA
    APPROVED
    Since 2017-09-12

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2017 Present
Bank Of America, N.A. Pennington NJ 06/2017 Present
Gettysburg College Gettysburg PA 08/2013 05/2017
Gettysburg College Gettysburg PA 08/2014 05/2017
  • 07/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 06/2017 → Present
    Bank Of America, N.A.
    Pennington, NJ
  • 08/2013 → 05/2017
    Gettysburg College
    Gettysburg, PA
  • 08/2014 → 05/2017
    Gettysburg College
    Gettysburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-09
  • S66 Uniform Combined State Law Examination
    2017-09-09

View on SEC IAPD

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