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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2017 | 05/2019 |
| Quantitative Management Associates | Newark | NJ | 08/2016 | 06/2017 |
| Marist College | Poughkeepsie | NY | 08/2012 | 05/2016 |
| Unemployed | Cranford | NJ | 05/2016 | 08/2016 |
| Marist College Desktop It | Poughkeepsie | NY | 01/2013 | 05/2016 |
| A Toute Heure | Cranford | NJ | 08/2010 | 08/2016 |
| Bank Of America, N.A. | Pennington | NJ | 09/2017 | 05/2019 |
| Prudential Investment Management Services Llc | Newark | NJ | 05/2019 | Present |
| Pgim Investments,Llc | Newark | NJ | 05/2019 | Present |
| Pgim Investments,Llc | Newark | NJ | 05/2019 | Present |
SELF EMPLOYED POSITION: My wife and I own a rental property. NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2023 ADDRESS: 70 Sutphin Pines, Yardley PA 19067, United States DESCRIPTION: I am the landlord for two tenants at my wife and I's rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-07 |
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