Shahzib A Hussain

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2017-10-16
TX	RA	APPROVED_RES	2017-10-12

MD RA
APPROVED

Since 2017-10-16
TX RA
APPROVED_RES

Since 2017-10-12

Branch Locations

Owings Mills, MD • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	06/2017	Present
Glyndon Grill	Glyndon	MD	10/2013	03/2017
Towson Univeristy	Towson	MD	08/2013	12/2016
Bank Of America, N.A.	Hunt Valley	MD	10/2017	Present

06/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
10/2013 → 03/2017

Glyndon Grill

Glyndon, MD
08/2013 → 12/2016

Towson Univeristy

Towson, MD
10/2017 → Present

Bank Of America, N.A.

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-06

S66 Uniform Combined State Law Examination

2017-10-06

Other Names

Shahzib Hussain

View on SEC IAPD