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Brian Douglas Hipwell

Simon Quick Advisors, LLC

New York, NY

Morristown, NJ

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Current Employers
Simon Quick Advisors, Llc

360 Mt. Kemble Ave, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-11
  • NY RA
    APPROVED
    Since 2023-04-11

Branch Locations

1270 Avenue Of The Americas, Suite 420, New York, NY 10020 • United States

360 Mt. Kemble Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na Boston MA 06/2017 10/2017
Santander Securities, Llc Dorchester MA 06/2017 10/2017
Bucknell University Lewisburg PA 08/2014 06/2017
Thrive Wealth Management, Llc Audubon PA 11/2017 03/2023
Simon Quick Advisors, Llc New York NY 03/2023 Present
  • 06/2017 → 10/2017
    Santander Bank Na
    Boston, MA
  • 06/2017 → 10/2017
    Santander Securities, Llc
    Dorchester, MA
  • 08/2014 → 06/2017
    Bucknell University
    Lewisburg, PA
  • 11/2017 → 03/2023
    Thrive Wealth Management, Llc
    Audubon, PA
  • 03/2023 → Present
    Simon Quick Advisors, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-06
S63 Uniform Securities Agent State Law Examination 2017-08-09
  • S65 Uniform Investment Adviser Law Examination
    2018-04-06
  • S63 Uniform Securities Agent State Law Examination
    2017-08-09
Designations
Other Names
  • Brian Hipwell

View on SEC IAPD

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