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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-19
FL RA APPROVED 2025-08-12
  • TX RA
    APPROVED_RES
    Since 2026-03-19
  • FL RA
    APPROVED
    Since 2025-08-12

Branch Locations

Clearwater, FL • United States

28050 Us 19N Suite 300, Clearwater, FL 33761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryan Accounting Services Clearwater FL 06/1992 Present
Securities America, Inc. Clearwater FL 01/1999 Present
Benton Financial Group, Inc,. Clearwater FL 02/1999 Present
Avantax Investment Services, Inc. Clearwater FL 08/2010 09/2025
Avantax Advisory Services Clearwater FL 01/2011 09/2025
Avantax Insurance Agency, Llc Clearwater FL 09/2010 09/2025
Indexed Annuities Clearwater FL 02/2021 Present
Bryan Financial Services Clearwater FL 06/1992 Present
Bryan Financial Services Clearwater FL 06/1992 Present
Cetera Investment Advisers, Llc Schaumburg IL 08/2025 Present
Cetera Wealth Services, Llc Clearwater FL 09/2025 Present
  • 06/1992 → Present
    Bryan Accounting Services
    Clearwater, FL
  • 01/1999 → Present
    Securities America, Inc.
    Clearwater, FL
  • 02/1999 → Present
    Benton Financial Group, Inc,.
    Clearwater, FL
  • 08/2010 → 09/2025
    Avantax Investment Services, Inc.
    Clearwater, FL
  • 01/2011 → 09/2025
    Avantax Advisory Services
    Clearwater, FL
  • 09/2010 → 09/2025
    Avantax Insurance Agency, Llc
    Clearwater, FL
  • 02/2021 → Present
    Indexed Annuities
    Clearwater, FL
  • 06/1992 → Present
    Bryan Financial Services
    Clearwater, FL
  • 06/1992 → Present
    Bryan Financial Services
    Clearwater, FL
  • 08/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Clearwater, FL
Previous Registrations
  • 2011-02-08 → 2025-09-05
    Avantax Advisory Services
    Clearwater, FL
    Clearwater, FL
    Clearwater, FL
Other Businesses

1) IMPERIAL PARK OWNERS ASSOCIATION POSITION: Treasurer NATURE: Neighborhood homeowners association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/24/2022 ADDRESS: 1454 Ambassador Drive, Clearwater FL 33764 DESCRIPTION: Treasurer. Paying bills, making deposits and tracking financial activity for the association. 2) LANDLORD, SELF RENTAL POSITION: Landlord, owner NATURE: Vacation rental INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/17/1992 ADDRESS: 1454 AMBASSADOR DR, Clearwater FL 33764 DESCRIPTION: Collect rent, pay expenses and oversee the building. 5) JOHN H BRYAN INC POSITION: President NATURE: Tax Preparation, Accounting and Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/1992 ADDRESS: 1454 AMBASSADOR DR, CLEARWATER FL 33764 DESCRIPTION: TAX PREPARATION, ACCOUNTING and Financial Services. 6) BRYAN FINANCIAL SERVICES POSITION: President NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 06/01/1992 ADDRESS: 1454 Ambassador Dr, Clearwater FL 33764, United States DESCRIPTION: Accounting and Tax preparation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-30
  • S66 Uniform Combined State Law Examination
    2010-11-30

View on SEC IAPD

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