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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-09-26 |
| TX | RA | APPROVED_RES | 2022-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michigan State University | East Lansing | MI | 08/2013 | 05/2017 |
| Michigan State University | East Lansing | MI | 08/2015 | 05/2017 |
| Lange Vending Inc | Grayling | MI | 05/2017 | 06/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2017 | 09/2018 |
| Michigan State University | East Lansing | MI | 08/2016 | 05/2017 |
| Michigan State University | East Lansing | MI | 06/2015 | 05/2017 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 10/2018 | 08/2022 |
| Morgan Stanley | Tempe | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-11 |
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