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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-05-12 |
| KY | RA | APPROVED | 2022-04-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Williams Lea | Louisville | KY | 01/2012 | 06/2017 |
| Hilliard Lyons | Louisville | KY | 06/2017 | 10/2019 |
| Rw Baird | Louisville | KY | 10/2019 | Present |
Name/Address: Rental House 1219 W WOODLAWN AVE LOUISVILLE KY 40215 Start Date: Jul 01, 2026 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: Owner/Landlord Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-18 |
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