Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| NC | RA | APPROVED | 2009-03-02 |
Branch Locations
4521 Sharon Rd Ste 300, Charlotte, NC 28211 • United States
Charlotte, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlotte | NC | 02/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Real Estate Ownership; Single Family; 4511 Bay Beach Lane Unit 214 Ft. Myers Beach Fl 33931, ,; Not Investment-Related; 02/01/2016. Board of Directors; Pi Kappa Alpha KK Alumni Association; Board Member; 5016 Gilchrist Road, , Charlotte, NC, 28211; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-19 |
Reach out to this advisor