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Lorraine R Tomlin

Waverly Advisors, LLC

Charlotte, NC

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-03
  • NC RA
    APPROVED
    Since 2024-05-03

Branch Locations

2150 Park Drive, Charlotte, NC 28204 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rinehart Wealth & Investment Advisory Charlotte NC 10/2011 Present
Waverly Advisors, Llc Charlotte NC 04/2024 Present
  • 10/2011 → Present
    Rinehart Wealth & Investment Advisory
    Charlotte, NC
  • 04/2024 → Present
    Waverly Advisors, Llc
    Charlotte, NC
Previous Registrations
  • 2017-06-22 → 2024-12-19
    Mcshane Partners
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-26
  • S65 Uniform Investment Adviser Law Examination
    2016-04-26

View on SEC IAPD

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