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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ups Store | Belton | TX | 08/2016 | 03/2017 |
| Univeristy Of Mary Hardin-Baylor | Belton | TX | 08/2013 | 06/2017 |
| Foresters Financial Services | Fort Worth | TX | 07/2017 | 10/2017 |
| Foresters Financial Services | Fort Worth | TX | 10/2017 | 06/2019 |
| Foresters Advisory Services | Fort Worth | TX | 12/2018 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | 08/2022 |
| Cetera Investment Advisers Llc | Fort Worth | TX | 06/2019 | 08/2022 |
| Raymond James Financial Services, Inc. | Irving | TX | 08/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Irving | TX | 08/2022 | Present |
(1)Name of Business: Cadent Capital LLC Address: 105 Decker Ct Ste 450, Irving, TX, 75062-2722, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/02/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Associate Planner, administrative and clerical functions, trading, & other vital roles to practice management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-11 |
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