Maria Clare Santana

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-03
PA	RA	APPROVED	2023-02-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	07/2017	02/2018
Franklin And Marshall College	Lancaster	PA	08/2013	05/2017
Lancaster Family Ymca	Lancaster	PA	10/2015	04/2017
Aroxel Llc	Wynnewood	PA	06/2014	09/2018
911 Safety Equipment Llc	Norristown	PA	02/2018	09/2018
Morgan Stanley	Aventura	FL	09/2018	08/2021
Morgan Stanley Private Bank, N.A.	New York	NY	10/2018	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bala Cynwyd	PA	02/2023	Present
Enhance Healthcare Consulting	Aventura	FL	08/2021	10/2022
Bank Of America, N.A.	Cynwyd	PA	02/2023	Present

07/2017 → 02/2018

The Vanguard Group, Inc.

Malvern, PA
08/2013 → 05/2017

Franklin And Marshall College

Lancaster, PA
10/2015 → 04/2017

Lancaster Family Ymca

Lancaster, PA
06/2014 → 09/2018

Aroxel Llc

Wynnewood, PA
02/2018 → 09/2018

911 Safety Equipment Llc

Norristown, PA
09/2018 → 08/2021

Morgan Stanley

Aventura, FL
10/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
02/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bala Cynwyd, PA
08/2021 → 10/2022

Enhance Healthcare Consulting

Aventura, FL
02/2023 → Present

Bank Of America, N.A.

Cynwyd, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-23
S63	Uniform Securities Agent State Law Examination	2017-08-10

Other Firms