Sean Michael Russell

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 03/2020
  Ubs Financial Services Inc
  Port Jefferson, NY
• 03/2020 → 03/2021
  Russell Wealth Management
  Port Jefferson, NY
• 03/2020 → Present
  Kestra Investment Services, Llc.
  Port Jefferson, NY
• 04/2011 → 03/2020
  Ubs Financial
  Port Jefferson, NY
• 04/2021 → Present
  Gfs Wealth Management Advisors Inc
  Shelton, CT
• 03/2020 → Present
  Kestra Advisory Services, Llc.
  Port Jefferson, NY

Previous Registrations

• 2011-04-08 → 2020-03-24
  Ubs Financial Services Inc.
  Port Jefferson, NY
  Drchevy Chase, MD
  East Setauket, NY
• 2003-07-01 → 2011-04-11
  Wells Fargo Clearing Services, Llc
  Port Jefferson, NY
  Port Jefferson, NY
• 1999-04-20 → 2003-07-01
  Prudential Equity Group, Llc
  Port Jefferson, NY

Other Businesses

BN: COASTLINE WEALTH MANAGEMENT RUSSELL GIAMMARINO WEALTH MANAGEMENT GROUP INV REL: Yes ADDR: 414 MAIN STREET, SUITE 300 Port Jefferson NY 11777 NOB of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Loan/Mortgage/Lending Related POSI, Title or Relationship: PARTNER Start Date: 3/13/2020 HRS per month: 100%+ (More than 160 HRS) HRS per month during trading HRS: 91% - 100% (127 - 140 HRS) Duties: INVESTMENT ADVISORY AND WEALTH MANAGEMENT BN: SMR CAPITAL MANAGEMENT INV REL: No ADDR: 4 Waterloo Lane East Setauket NY 11733 NOB of Business: Other Back Office Operations POSI, Title or Relationship: GENERAL PARTNER Start Date: 3/13/2020 HRS per month: 0% - 10% (0 - 16 HRS) HRS per month during trading HRS: 0% - 10% (0 - 14 HRS) Duties: PASS THROUGH ENTITY USED TO PAY BN: KESTRA ADVISORY SERVICES LLC INV REL: Yes ADDR: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 NOB of Business: Investment Advisory services through Kestra Advisory Services, LLC POSI, Title or Relationship: REGISTERED REPRESENTATIVE Start Date: 3/13/2020 HRS per month: 100%+ (More than 160 HRS) HRS per month during trading HRS: 91% - 100% (127 - 140 HRS) Duties: ACTING AS INVESTMENT ADVISOR IN FEE BASED ACCOUNTS BN: SOUNDVIEW CAPITAL MGMT INV REL: No ADDR: 4 Waterloo Lane East Setauket NY 11733 NOB of Business: Other Back Office Operations POSI, Title or Relationship: CO-OWNER/PARTNER Start Date: 3/13/2020 HRS per month: 0% - 10% (0 - 16 HRS) HRS per month during trading HRS: 0% - 10% (0 - 14 HRS) Duties: USING AS A PASS THROUGH ENTITY TO PAY BILLS BN: Alternatives For Children INV REL: No ADDR: 14 research way Setauket NY 11733 NOB of Business: Community/Charitable/Civic Volunteer (Non-Leadership POSI) POSI, Title or Relationship: Member of Golf Outing Committee Start Date: 1/1/2010 HRS per month: 0% - 10% (0 - 16 HRS) HRS per month during trading HRS: 0% - 10% (0 - 14 HRS) Duties: Help organize, coordinate w local vendors and solicit golfers to play BN: 1303 Main, LLC INV REL: No ADDR: 1303 Main Street Port Jefferson NY 11777 NOB of Business: Real Estate POSI, Title or Relationship: MEMBER Start Date: 8/15/2020 HRS per month: 0% - 10% (0 - 16 HRS) HRS per month during trading HRS: 0% - 10% (0 - 14 HRS) Duties: LANDLORD BN: COASTLINE HOLDINGS GROUP, LLC POSITION: Member NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 88 SECURITIES TRADING HOURS: 63 START DATE: 12/28/2020 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Management, Investment Advice and Financial Planning BN: GFS Wealth Management Advisors INV REL: Yes ADDR: 2 Enterprise Drive, Suite 305 Shelton CT 06484 NOB of Business: Investment Advisory services through an independent outside RIA POSI, Title or Relationship: Partner and Financial Advisor Start Date: 4/1/2021 HRS per month: 11% - 20% (17 - 32 HRS) HRS per month during trading HRS: 11% - 20% (15 - 28 HRS) Duties: Manage Current Client Relationships BN: 7 CLAW LLC POSI: Member NOB: Real Estate INV REL: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 05/02/2022 ADDR: 1303 Main Street, Port Jefferson NY 11777 DESC: Equal ownership and management BN: PORT JEFFERSON BUSINESS IMPROVEMENT DISTRICT POSI: Director NOB: Board POSI (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 11/14/2023 ADDR: 101 E Broadway, Port Jefferson Village Center, Port Jefferson NY 11777 DESC: Represent the small business area of the Village. Attend a once a month meeting.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-26
• S63 Uniform Securities Agent State Law Examination
  1999-02-26

Other Names

• Sean Michael Russell