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Megan Victoria Montes

Seia

Los Angeles, CA

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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-23
  • CA RA
    APPROVED
    Since 2026-06-23

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
George Mason University Fairfax VA 09/2015 06/2017
Michael And Kathryn Peters Vienna VA 09/2016 04/2017
Sesco-Dss Fairfax VA 11/2016 06/2017
Td Ameritrade Columbia MD 06/2017 02/2021
Ubs Financial Services Inc. Los Angeles CA 02/2021 06/2026
Ses Llc Los Angeles CA 06/2026 Present
Seia Llc Los Angeles CA 06/2026 Present
  • 09/2015 → 06/2017
    George Mason University
    Fairfax, VA
  • 09/2016 → 04/2017
    Michael And Kathryn Peters
    Vienna, VA
  • 11/2016 → 06/2017
    Sesco-Dss
    Fairfax, VA
  • 06/2017 → 02/2021
    Td Ameritrade
    Columbia, MD
  • 02/2021 → 06/2026
    Los Angeles, CA
  • 06/2026 → Present
    Ses Llc
    Los Angeles, CA
  • 06/2026 → Present
    Seia Llc
    Los Angeles, CA
Previous Registrations
  • 2021-03-09 → 2026-06-08
    Los Angeles, CA
    Weehawken, NJ
    New York, NY
  • 2017-08-30 → 2021-02-10
    Td Ameritrade, Inc.
    Columbia, MD
    Glendale, CA
    Pasadena, CA
    Beverly Hills, CA
  • 2017-08-30 → 2021-02-10
    Td Ameritrade Investment Management, Llc
    Columbia, MD
    Glendale, CA
    Pasadena, CA
    Beverly Hills, CA
Other Businesses

SEIA LLC POSITION: Advisor, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 06/22/2026 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
  • S66 Uniform Combined State Law Examination
    2017-08-25

View on SEC IAPD

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