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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-23 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| George Mason University | Fairfax | VA | 09/2015 | 06/2017 |
| Michael And Kathryn Peters | Vienna | VA | 09/2016 | 04/2017 |
| Sesco-Dss | Fairfax | VA | 11/2016 | 06/2017 |
| Td Ameritrade | Columbia | MD | 06/2017 | 02/2021 |
| Ubs Financial Services Inc. | Los Angeles | CA | 02/2021 | 06/2026 |
| Ses Llc | Los Angeles | CA | 06/2026 | Present |
| Seia Llc | Los Angeles | CA | 06/2026 | Present |
SEIA LLC POSITION: Advisor, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 06/22/2026 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-25 |
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