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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-02-10
FL RA APPROVED 2021-09-08
  • VI RA
    APPROVED
    Since 2023-02-10
  • FL RA
    APPROVED
    Since 2021-09-08

Branch Locations

8124 Subbase Ste. 102, St. Thomas, VI 00802 • United States

2600 Douglas Rd Ste 1109, Coral Gables, FL 33134 • United States

St. Thomas, VI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knight Business Center, Inc. D/B/A Mail Stop St Thomas VI 07/1999 Present
Knight Business Center, Inc. D/B/A Insurance Shop St Thomas VI 06/2013 Present
Mutual Of Omaha Insurance Company Omaha NE 07/2015 Present
Mutual Of Omaha Investor Services Omaha NE 07/2017 Present
  • 07/1999 → Present
    Knight Business Center, Inc. D/B/A Mail Stop
    St Thomas, VI
  • 06/2013 → Present
    Knight Business Center, Inc. D/B/A Insurance Shop
    St Thomas, VI
  • 07/2015 → Present
    Mutual Of Omaha Insurance Company
    Omaha, NE
  • 07/2017 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Other Businesses

Knight Business Center, Inc. is contracted with IdentoGo for TSA Precheck & Transportation Workers Identification Credential. Insurance Agent - Start date - 09/2018 Insurance Lines: Life, Health and Annuity - 40 hours per week. Insurance Shop; Non-Investment Related; Start Date: 05/01/2013; Insurance Lines: Property and Casualty; Approximately 2 hours per week during trading hours. V I Government Workforce Development Board - Board Member - Began in July 2019. Rental Income of my residence in St. Thomas. Notary Public 2000 to present SBA T.H.R.I.V.E Program on behalf of Knight Business Center, Inc. June 2024-December 2024 Knight Business Center Inc.-doing business as Mail Stop. Dorothea View Home Owners Association, Vice-President and Secretary, began January 2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-27
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S65 Uniform Investment Adviser Law Examination
    2021-08-27
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03
Other Names
  • Natalie Mae Smith

View on SEC IAPD

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