Neil Patrick Greenwaldt

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-20
MN	RA	APPROVED	2017-08-29

TX RA
APPROVED_RES

Since 2020-02-20
MN RA
APPROVED

Since 2017-08-29

Branch Locations

21308 John Milless Dr Ste 205, Rogers, MN 55374-4708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2017	Present
Luther Brookdale Toyota	Brooklyn Center	MN	07/2007	07/2017

07/2017 → Present

Edward Jones

St Louis, MO
07/2007 → 07/2017

Luther Brookdale Toyota

Brooklyn Center, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-26

S66 Uniform Combined State Law Examination

2017-08-26

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

WELLS FARGO CLEARING SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

GREAT NORTH VENTURES

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

OSAIC INSTITUTIONS, INC.

LPL FINANCIAL LLC

Other Investors

Jesse William Fussy

ANDREW MICHAEL HEDLUND

Jacob Frederick Nielsen

TYLER MOORE OLSON

TODD MICHAEL JOHNSON

NICOLAS HARTLAGE

BOBBY JOE SWOBODA

RAYMOND DONALD MESSENBRINK

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Rogers, MN

WELLS FARGO CLEARING SERVICES, LLC · ROGERS, MN

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rogers, MN

GREAT NORTH VENTURES · MAPLE GROVE, MN

AMERIPRISE FINANCIAL SERVICES, LLC · ST. MICHAEL, MN

PFS INVESTMENTS INC. · SAINT MICHAEL, MN

OSAIC INSTITUTIONS, INC. · Maple Grove, MN

LPL FINANCIAL LLC · MAPLE GROVE, MN

More in Rogers, MN

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