Best Investors Account Sign in
Inactive

Andrea Isabel Romero

Iconiq Capital, LLC

San Francisco, CA

Claim This Profile
Current Employers
Iconiq Capital, Llc

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-26
  • CA RA
    APPROVED
    Since 2024-11-26

Branch Locations

50 Beale St. Ste 2300, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fremont CA 06/2018 05/2020
Fremont Bank Fremont CA 06/2018 Present
Fremont Bank Fremont CA 03/2015 09/2016
Student Fremont CA 07/2008 09/2016
Uc Davis Davis CA 09/2016 06/2018
Morgan Stanley San Francisco NY 06/2020 Present
  • 06/2018 → 05/2020
    Lpl Financial, Llc
    Fremont, CA
  • 06/2018 → Present
    Fremont Bank
    Fremont, CA
  • 03/2015 → 09/2016
    Fremont Bank
    Fremont, CA
  • 07/2008 → 09/2016
    Student
    Fremont, CA
  • 09/2016 → 06/2018
    Uc Davis
    Davis, CA
  • 06/2020 → Present
    Morgan Stanley
    San Francisco, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05
Other Names
  • Andrea Romero

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor