Calvin Tseng

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 08/2017
  Cetera Advisor Networks Llc
  Santa Barbara, CA
• 09/2014 → 09/2016
  Pasadina City College
  Pasadina, CA
• 09/2016 → Present
  University Of California - Santa Barbara
  Santa Barbara, CA
• 08/2017 → 08/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2019 → 08/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 09/2019 → Present
  Seia Llc
  Los Angeles, CA
• 08/2023 → Present
  Ses Inc.
  Los Angeles, CA

Other Businesses

1. SEIA POSITION: Associate Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/03/2019 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA Service

Exams

• S66 Uniform Combined State Law Examination
  2018-10-06

Designations

• Certified Financial Planner