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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-12-05
TX RA APPROVED 2022-11-22
  • MI RA
    APPROVED
    Since 2022-12-05
  • TX RA
    APPROVED
    Since 2022-11-22

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 08/2018 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 06/2017 08/2017
Michigan State University East Lansing MI 01/2015 05/2018
Bank Of America N.A. Grand Rapids MI 08/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21

View on SEC IAPD

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