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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-03-28
  • WY RA
    APPROVED
    Since 2024-03-28

Branch Locations

1502 Logan Ave, Cheyenne, WY 82001 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1502 Logn Ave, Cheyenne, WY 82001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O.N. Equity Sales Company Cheyenne WY 01/1999 03/2024
Personal Financial Solutions, Inc Cheyenne WY 09/1998 Present
Lpl Financial Llc Cheyenne WY 03/2024 Present
  • 01/1999 → 03/2024
    The O.N. Equity Sales Company
    Cheyenne, WY
  • 09/1998 → Present
    Personal Financial Solutions, Inc
    Cheyenne, WY
  • 03/2024 → Present
    Cheyenne, WY
Previous Registrations
Other Businesses

1)03/21/2024 - Personal Financial Solutions, Inc - Insurance Agency - Owner - Inv Rel - At Reported Business Location(s) - Start: 10/1998 - 80 Hr/Mth 2)03/21/2024 - Star Garnett Holdings LLC - Real Estate Rental - Owner - Cheyenne, WY - Inv Rel - Start: 02/2011 - 1 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-22
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S65 Uniform Investment Adviser Law Examination
    2000-02-22
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08
Designations

View on SEC IAPD

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