Jacob Alexander Swartz

Employer firm

Swartz Wealth Management LLC CRD 337684

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 07/2018
  Brown, Gibbons, Lang & Company Securities, Inc.
  Chicago, IL
• 07/2018 → 09/2018
  Physician Growth Partners
  Chicago, IL
• 01/2019 → 07/2020
  Chicago Capital Management
  Chicago, IL
• 04/2021 → 12/2024
  Level Ex
  Chicago, IL
• 01/2025 → 03/2025
  Brainlab
  Westchester, IL
• 03/2025 → 06/2025
  Xerxes Global (Blue Ops)
  Chicago, IL
• 06/2025 → Present
  Swartz Wealth Management Llc
  Chicago, IL
• 08/2020 → 03/2021
  Unemployed Due To Covid
  Chicago, IL
• 10/2018 → 12/2018
  Unemployed
  Chicago, IL

Other Businesses

Jacob Swartz - Non-investment related - 345 North Canal Street, 1605, Chicago, IL, 60606 - selling life and health insurance - Owner - 01/01/2026 - 5 hours per month - No hours during trading hours - Passively selling life insurance instead of referring the business to someone else.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-13
• S63 Uniform Securities Agent State Law Examination
  2017-07-06

Other Names

• Jake Swartz