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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-12-11
DE RA APPROVED 2018-10-19
  • PA RA
    APPROVED
    Since 2020-12-11
  • DE RA
    APPROVED
    Since 2018-10-19

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Wilmington DE 07/2017 10/2018
University Of Delaware Newark DE 05/2016 07/2017
Univeristy Of Delaware Newark DE 08/2013 05/2017
Capital One Advisors, Llc Wilmington DE 12/2017 10/2018
Janney Montgomery Scott Llc Philadelphia PA 10/2018 Present
  • 07/2017 → 10/2018
    Capital One Investing, Llc
    Wilmington, DE
  • 05/2016 → 07/2017
    University Of Delaware
    Newark, DE
  • 08/2013 → 05/2017
    Univeristy Of Delaware
    Newark, DE
  • 12/2017 → 10/2018
    Capital One Advisors, Llc
    Wilmington, DE
  • 10/2018 → Present
    Philadelphia, PA
Previous Registrations
  • 2017-12-22 → 2018-10-01
    Capital One Advisors, Llc
    Wilmington, DE
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-22
  • S66 Uniform Combined State Law Examination
    2017-12-22
Other Names
  • Brian Monroe

View on SEC IAPD

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