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Manolo Baca

J.P. Morgan Securities LLC

New Orleans, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-17
LA RA APPROVED 2021-09-21
  • TX RA
    APPROVED_RES
    Since 2022-11-17
  • LA RA
    APPROVED
    Since 2021-09-21

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tulane University New Orleans LA 08/2014 05/2018
Lpl Financial Llc Metaire LA 03/2018 11/2020
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Metaire LA 06/2019 08/2021
Jpmorgan Chase Bank, N.A. New Orleans LA 08/2021 Present
J.P. Morgan Securities Llc New Orleans LA 08/2021 Present
Faubourg Private Wealth Metaire LA 07/2018 08/2021
Tulane University Chemistry Department New Orleans LA 08/2015 05/2018
  • 08/2014 → 05/2018
    Tulane University
    New Orleans, LA
  • 03/2018 → 11/2020
    Lpl Financial Llc
    Metaire, LA
  • 06/2019 → 08/2021
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Metaire, LA
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 08/2021 → Present
    J.P. Morgan Securities Llc
    New Orleans, LA
  • 07/2018 → 08/2021
    Faubourg Private Wealth
    Metaire, LA
  • 08/2015 → 05/2018
    Tulane University Chemistry Department
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-11
S65 Uniform Investment Adviser Law Examination 2018-08-24
  • S63 Uniform Securities Agent State Law Examination
    2021-10-11
  • S65 Uniform Investment Adviser Law Examination
    2018-08-24
Other Names
  • Manolo Jose Baca
  • Manolo Jose Baca Pallais

View on SEC IAPD

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