Manolo Baca

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 05/2018
  Tulane University
  New Orleans, LA
• 03/2018 → 11/2020
  Lpl Financial Llc
  Metaire, LA
• 06/2019 → 08/2021
  Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
  Metaire, LA
• 08/2021 → Present
  Jpmorgan Chase Bank, N.A.
  New Orleans, LA
• 08/2021 → Present
  J.P. Morgan Securities Llc
  New Orleans, LA
• 07/2018 → 08/2021
  Faubourg Private Wealth
  Metaire, LA
• 08/2015 → 05/2018
  Tulane University Chemistry Department
  New Orleans, LA

Previous Registrations

• 2018-11-07 → 2021-08-19
  Advisor Resource Council
  Metairie, LA
  Dallas, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-10-11
• S65 Uniform Investment Adviser Law Examination
  2018-08-24

Other Names

• Manolo Jose Baca
• Manolo Jose Baca Pallais