Cody Matthew Lippert

Employer firm

Ima Advisory Services, Inc. CRD 112091

$3.90B regulatory AUM 192 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 04/2020
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 05/2018 → 12/2018
  Wildride Enterprises, Inc.
  Spokane, WA
• 08/2014 → 05/2018
  Gonzaga University
  Spokane, WA
• 06/2016 → 08/2017
  Lifetime Fitness
  Parker, CO
• 08/2014 → 05/2018
  Gonzaga University
  Spokane, WA
• 06/2017 → 08/2017
  Ameriprise Financial
  Denver, CO
• 04/2020 → Present
  Mma Agency Llc
  San Diego, CA
• 04/2020 → Present
  Mma Securities Llc
  San Diego, CA

Previous Registrations

• 2022-01-07 → 2025-07-02
  Mma Securities Llc
  San Diego, CA
  San Diego, CA
  Denver, CO
  Denver, CO
• 2020-07-25 → 2022-01-06
  Mma Securities Llc
  San Diego, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-07-24
• S63 Uniform Securities Agent State Law Examination
  2018-10-17

Other Names

• Cody Lippert