Ellen Rose Brunker

Ubs Financial Services Inc.

Teton Village, WY

Minneapolis, MN

CRD 6820678

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-29
WY	RA	APPROVED	2025-12-04
TX	RA	APPROVED	2025-09-29
MN	RA	APPROVED	2025-05-13

NY RA
APPROVED

Since 2026-04-29
WY RA
APPROVED

Since 2025-12-04
TX RA
APPROVED

Since 2025-09-29
MN RA
APPROVED

Since 2025-05-13

Branch Locations

Teton Village, WY • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ernst And Young	Salt Lake City	UT	06/2017	01/2025
Colgate University	Hamilton	NY	09/2014	05/2018
Ubs Financial Services, Inc	Minneapolis	MN	01/2025	Present

06/2017 → 01/2025

Ernst And Young

Salt Lake City, UT
09/2014 → 05/2018

Colgate University

Hamilton, NY
01/2025 → Present

Ubs Financial Services, Inc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-13

S66 Uniform Combined State Law Examination

2025-05-13

View on SEC IAPD

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