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Thomas Stephen Michener

Wells Fargo Clearing Services, LLC

Westlake Village, CA

Simi Valley, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-03
CA RA APPROVED 2022-08-30
  • TX RA
    APPROVED
    Since 2022-11-03
  • CA RA
    APPROVED
    Since 2022-08-30

Branch Locations

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

2740 Cochran St, Simi Valley, CA 93065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Newbury Park CA 02/2015 Present
Wells Fargo Clearing Services Llc Newbury Park CA 06/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-30
S63 Uniform Securities Agent State Law Examination 2017-09-08
  • S66 Uniform Combined State Law Examination
    2022-08-30
  • S63 Uniform Securities Agent State Law Examination
    2017-09-08
Other Names
  • Thom Stephen Michener
  • Tommy Stephen Michener
  • Thomas Michener

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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