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Richard Temple Murray

Midwest Advisors LLC

Saint Louis, MO

Saint Louis, MO

CRD 3175052

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Employer firm

Midwest Advisors LLC CRD 305137

$46.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Midwest Advisors Llc

7733 Forsyth Blvd. Suite 1100, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-08-30
  • MO RA
    APPROVED
    Since 2019-08-30

Branch Locations

Saint Louis, MO • United States

7733 Forsyth Blvd Suite 1100, Saint Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwest Advisors Llc St. Louis MO 10/2012 06/2017
Sorin Capital Management Stamford CT 06/2017 07/2019
Midwest Advisors Llc Saint Louis MO 07/2019 Present
Previous Registrations
  • 2013-02-13 → 2017-07-06
    Midwest Advisors Llc
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-27
  • S65 Uniform Investment Adviser Law Examination
    2012-12-27

View on SEC IAPD

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