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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-14 |
Branch Locations
10199 Southside Blvd Building One Suite 200, Jacksonville, FL 32256 • United States
3520 Nw 43Rd Street, Gainesville, FL 32606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | Jacksonvile | FL | 06/2017 | 08/2023 |
| Minnesota Life Insurance Co | St. Paul | MN | 06/2017 | 08/2023 |
| Capital Financial Strategies | Jacksonville | FL | 06/2017 | Present |
| Clay County School Board | Green Cove Springs | FL | 01/2013 | 06/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FLORIDA BLUE POSITION: Agent/Broker NATURE: Group Benefits INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2021 ADDRESS: 4800 Deerwood Campus Parkway,, DC2-6, Jacksonville FL 32246, United States DESCRIPTION: Agent of Record for a group benefit plan; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: NO; ADDRESS: 1715 EAGLE BRANCH CT, FLEMING ISLAND, FL, 32003; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2024; APX NUMBER OF HOURS PER WEEK: Less than 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: CAPITAL FINANCIAL STRATEGIES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2017, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: NETTLES WEALTH MANAGEMENT COLLECTIVE; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REVENUE ENTITY; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OPERATOR OF DAY-TO-DAY FINANCIALS, RECEIVE REVENUE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-29 |
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