Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-14
  • FL RA
    APPROVED
    Since 2023-07-14

Branch Locations

10199 Southside Blvd Building One Suite 200, Jacksonville, FL 32256 • United States

3520 Nw 43Rd Street, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc Jacksonvile FL 06/2017 08/2023
Minnesota Life Insurance Co St. Paul MN 06/2017 08/2023
Capital Financial Strategies Jacksonville FL 06/2017 Present
Clay County School Board Green Cove Springs FL 01/2013 06/2017
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2017 → 08/2023
    Securian Financial Services Inc
    Jacksonvile, FL
  • 06/2017 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 06/2017 → Present
    Capital Financial Strategies
    Jacksonville, FL
  • 01/2013 → 06/2017
    Clay County School Board
    Green Cove Springs, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-12-07 → 2023-08-10
    Securian Financial Services, Inc.
    Jacksonville, FL
    St. Paul, MN
Other Businesses

1. FLORIDA BLUE POSITION: Agent/Broker NATURE: Group Benefits INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2021 ADDRESS: 4800 Deerwood Campus Parkway,, DC2-6, Jacksonville FL 32246, United States DESCRIPTION: Agent of Record for a group benefit plan; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: NO; ADDRESS: 1715 EAGLE BRANCH CT, FLEMING ISLAND, FL, 32003; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2024; APX NUMBER OF HOURS PER WEEK: Less than 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: CAPITAL FINANCIAL STRATEGIES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2017, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: NETTLES WEALTH MANAGEMENT COLLECTIVE; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REVENUE ENTITY; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OPERATOR OF DAY-TO-DAY FINANCIALS, RECEIVE REVENUE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-29
  • S66 Uniform Combined State Law Examination
    2017-11-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor