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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mechanics Bank | Mansfield | OH | 05/2016 | 12/2016 |
| Ashland University | Ashland | OH | 12/2016 | 05/2017 |
| Western And Southern Life | Mount Vernon | OH | 06/2017 | 06/2017 |
| Jp Morgan Securities Llc | Columbus | OH | 07/2017 | 12/2017 |
| Morgan Stanley | Columbus | OH | 03/2018 | 07/2019 |
| Morgan Stanley | Columbus | OH | 07/2019 | 09/2019 |
| Morgan Stanley | Columbus | OH | 09/2020 | 12/2023 |
| Unemployed | Bellville | OH | 07/2019 | 09/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2024 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/16/2024 2. HTTPS://WWW.ESBWEALTH.COM/, 111 Park Ave east, Mansfield OH 44902, 01/2025, OWNER, MARKETING, INV REL, 0 HR/MO - 0 HR/MO TRADING. 3. LIFE, HEALTH AND ANNUTIES, 111 Park Ave East, Mansfield OH 44902, United States 08/01/2024, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING 4. ESB WEALTH AND INVESTMENTS, 111 Park Ave East, Mansfield OH 44902, United States, 12/15/2023, Agent, DBA Name, NIR, 10 HR/MO - 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-06 |
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