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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-13 |
| CA | RA | APPROVED | 2021-10-12 |
Branch Locations
3960 E. Thousand Oaks Blvd, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Agoura Hills | CA | 06/2017 | Present |
| Journeys/Genesco Inc. | Canoga Park | CA | 10/2014 | 05/2017 |
| Csuci Learning And Resource Center | Camarillo | CA | 08/2016 | 04/2017 |
| Jp Morgan Chase Bank | Agoura Hills | CA | 06/2017 | 09/2021 |
| Jp Morgan Chase Bank | Agoura Hills | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-14 |
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