Christopher John Cummock

Current Employers

Employment History

• 01/2012 → 03/2020
  Cummock Asset Management Llc
  San Francisco, CA
• 05/2017 → 09/2018
  Vaultbank / Tokenvault
  San Francisco, CA
• 03/2021 → 09/2023
  Mc Aureate Ria & Aureate Capital
  Sausalito, CA
• 09/2023 → 10/2024
  Tri Coast Capital
  Sausalito, CA
• 03/2024 → 06/2024
  O'DOnnell Financial Group
  San Rafael, CA
• 12/2024 → Present
  Parallel Advisors, Llc
  San Francisco, CA
• 03/2020 → 03/2021
  Tamalpais Asset Management
  Larkspur, CA

Previous Registrations

• 2024-05-03 → 2024-06-17
  Independent Financial Group, Llc
  Sausalito, CA
  San Diego, CA
  San Rafael, CA
• 2024-05-28 → 2024-06-17
  O'DOnnell Financial Services, Llc
  San Rafael, CA
• 2021-06-16 → 2023-10-22
  Mc Aureate
  Healdsberg, CA
• 2020-03-31 → 2021-06-18
  Tamalpais Asset Management
  Larkspur, CA

Other Businesses

Waterfall Prospectus Investors; investment-related; Sausalito, CA, startup and angel investing consulting; Founder and Principal; started 09/2023; approximately 10 hours per month, 5 hours during securities trading hours; advising startups on capital raise and early stage development.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-05-24
• S65 Uniform Investment Adviser Law Examination
  2020-03-10

Other Names

• Chris Cummock
• Christopher Cummock