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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-10-02
TX RA APPROVED 2020-10-02
  • MN RA
    APPROVED
    Since 2020-10-02
  • TX RA
    APPROVED
    Since 2020-10-02

Branch Locations

13380 Grove Drive, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Mound MN 06/2016 03/2018
Wells Fargo Clearing Services, Llc Mound MN 06/2017 03/2018
Intermediate School District 287 Plymouth MN 08/2013 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 02/2018 09/2020
Bank Of America, N.A. Minneapolis MN 02/2018 09/2020
Jp Morgan Chase Bank, N.A. Minneapolis MN 09/2020 Present
J.P. Morgan Securities Llc Minneapolis MN 09/2020 Present
Happy Heart Floral Chaska MN 09/2021 11/2024
Laolai International (America) Inc. Minnetonka MN 09/2022 06/2023
  • 06/2016 → 03/2018
    Wells Fargo Bank, Na
    Mound, MN
  • 06/2017 → 03/2018
    Mound, MN
  • 08/2013 → 06/2017
    Intermediate School District 287
    Plymouth, MN
  • 02/2018 → 09/2020
    Minneapolis, MN
  • 02/2018 → 09/2020
    Bank Of America, N.A.
    Minneapolis, MN
  • 09/2020 → Present
    Jp Morgan Chase Bank, N.A.
    Minneapolis, MN
  • 09/2020 → Present
    Minneapolis, MN
  • 09/2021 → 11/2024
    Happy Heart Floral
    Chaska, MN
  • 09/2022 → 06/2023
    Laolai International (America) Inc.
    Minnetonka, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-03
S63 Uniform Securities Agent State Law Examination 2017-09-08
  • S65 Uniform Investment Adviser Law Examination
    2017-10-03
  • S63 Uniform Securities Agent State Law Examination
    2017-09-08
Other Names
  • Jason Gao

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