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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-12-09
TX RA APPROVED 2022-11-29
  • GA RA
    APPROVED
    Since 2022-12-09
  • TX RA
    APPROVED
    Since 2022-11-29

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3 Skidaway Village Sq, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Savannah GA 03/2011 Present
Other Businesses

I*3319282 Entity Type: Charitable Name of OBA: Girl Scouts Address: SAVANNAH, Georgia, 31401 Investment Related: No Position, Title, Association: Other Employee Start Date: 12/31/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0 Duties: Girl Scout Troop Leader Host girl scout meetings and teach leadership with fundraising efforts from cookie sales. plan activities and day trips.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28
Other Names
  • Alee King
  • Alee Frankow
  • Amanda Lee Frankow
  • Amanda King
  • Amanda Frankow
  • A Lee Frankow
  • Alee Frankow King
  • Amanda Lee King
  • A Lee King

View on SEC IAPD

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