Alexander Joseph

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-11-17
TX	RA	APPROVED	2025-10-21

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbus	OH	06/2017	04/2019
Bank Of America, N.A.	Columbus	OH	01/2018	04/2019
Morgan Stanley	Columbus	OH	04/2019	12/2020
Unemployed	Columbus	OH	09/2015	05/2017
Morgan Stanley Private Bank, N.A.	New York	NY	05/2019	12/2020
Ameriprise Financial Services, Llc	Hauppauge	NY	12/2020	02/2022
Odeon Capital Group	New York	NY	04/2022	02/2025
Unemployed	Jacksonville	FL	02/2025	10/2025
Sofi Securities Llc	Jacksonville	FL	10/2025	Present
Sofi Wealth Llc	Jacksonville	FL	10/2025	Present

06/2017 → 04/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH
01/2018 → 04/2019

Bank Of America, N.A.

Columbus, OH
04/2019 → 12/2020

Morgan Stanley

Columbus, OH
09/2015 → 05/2017

Unemployed

Columbus, OH
05/2019 → 12/2020

Morgan Stanley Private Bank, N.A.

New York, NY
12/2020 → 02/2022

Ameriprise Financial Services, Llc

Hauppauge, NY
04/2022 → 02/2025

Odeon Capital Group

New York, NY
02/2025 → 10/2025

Unemployed

Jacksonville, FL
10/2025 → Present

Sofi Securities Llc

Jacksonville, FL
10/2025 → Present

Sofi Wealth Llc

Jacksonville, FL

2020-12-10 → 2022-02-15

Ameriprise Financial Services, Llc

Hauppauge, NY
2019-05-03 → 2020-12-21

Morgan Stanley

Columbus, OH

New York, NY
2017-10-13 → 2019-04-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-25
S66	Uniform Combined State Law Examination	2017-10-12

Other Firms