Dennis Joseph Wakely

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Private Client Wealth Llc	Tampa	FL	05/2026	Present
Td Bank N.A.	Tampa	FL	05/2026	Present
Packerland Brokerage Services	Green Bay	WI	08/2015	12/2016
Charles Schwab & Co., Inc.	Bridgewater	NJ	01/2017	05/2021
Charles Schwab Bank, Ssb	Bridgewater	NJ	01/2017	05/2021
Abrahamsen Financial Group	Manasquan	NJ	05/2021	04/2022
Ae Wealth Managment Llc	Topeka	KS	06/2021	04/2022
Abrahamsen Financial Group	Manasquan	NJ	01/2015	01/2017
Facet Wealth	Baltimore	MD	04/2022	06/2022
Fidelity Investments	Salt Lake City	UT	08/2022	09/2023
The Prudential I Nsurance Company Of America	Tampa	FL	09/2023	05/2026
Pruco Securities Llc	Tampa	FL	09/2023	11/2024
Lpl Enterprise, Llc	Tampa	FL	11/2024	05/2026

2024-11-14 → 2026-06-01

Lpl Enterprise, Llc

Tampa, FL
2023-09-08 → 2024-11-14

Pruco Securities, Llc.

Tampa, FL
2022-12-07 → 2023-09-06

Fidelity Personal And Workplace Advisors

Hernando Beach, FL
2021-06-15 → 2022-04-15

Ae Wealth Management, Llc

Manasquan, NJ
2017-01-12 → 2021-05-26

Charles Schwab & Co., Inc.

Bridgewater, NJ

Princeton, NJ
2015-08-07 → 2016-12-27

Packerland Brokerage Services, Inc.

Manasquan, NJ

Green Bay, WI

Bloomsbury, NJ
2014-03-07 → 2015-08-10

Oneamerica Securities, Inc.

Phillipsburg, NJ

Parsippany, NJ

Parsippany, NJ
2012-11-30 → 2014-03-10

National Planning Corporation

Bloomsbury, NJ

El Segundo, CA
2004-04-15 → 2012-11-27

National Planning Corporation

Bloomsbury, NJ

New York, NY
2002-07-30 → 2002-10-24

Equitable Advisors, Llc

Woodbridge, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-21
S63	Uniform Securities Agent State Law Examination	1999-05-15