Garrett Dahm

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-31
IL	RA	APPROVED	2017-10-30

TX RA
APPROVED_RES

Since 2018-01-31
IL RA
APPROVED

Since 2017-10-30

Branch Locations

Mt Prospect, IL • United States

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	06/2017	Present
The Audi Exchange	Highland Park	IL	01/2008	06/2017
Ala Carte Entertainment	Schaumburg	IL	04/2012	Present
Bank Of America, N.A.	Northbrook	IL	03/2018	Present

06/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
01/2008 → 06/2017

The Audi Exchange

Highland Park, IL
04/2012 → Present

Ala Carte Entertainment

Schaumburg, IL
03/2018 → Present

Bank Of America, N.A.

Northbrook, IL

Other Businesses

I*107179 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALA CARTE ENTERTAINMENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: SCHAUMBURG, ILLINOIS 60173 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 4/7/2012 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A DJ/MUSICIAN THAT PLAYS AT A NIGHTCLUB PART TIME 3-4 TIMES A MONTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-27

S66 Uniform Combined State Law Examination

2017-10-27

Other Names

Garrett William Dahm

View on SEC IAPD