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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-17
VA RA APPROVED 2022-03-09
MD RA APPROVED 2019-11-27
  • TX RA
    APPROVED_RES
    Since 2023-10-17
  • VA RA
    APPROVED
    Since 2022-03-09
  • MD RA
    APPROVED
    Since 2019-11-27

Branch Locations

1577 Spring Hill Rd Ste 520, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2017 06/2019
Rhino Equipment Inc. Miami FL 10/2015 10/2016
Unemployed Bogota 10/2016 06/2017
Bank Of America, N.A. Washington DC 12/2017 06/2019
Cetera Investment Advisers Llc Silver Spring MD 11/2019 Present
Cetera Investment Services Llc St Cloud MN 11/2019 Present
Unemployed Bethesda MD 07/2019 Present
  • 06/2017 → 06/2019
    Washington, DC
  • 10/2015 → 10/2016
    Rhino Equipment Inc.
    Miami, FL
  • 10/2016 → 06/2017
    Unemployed
    Bogota
  • 12/2017 → 06/2019
    Bank Of America, N.A.
    Washington, DC
  • 11/2019 → Present
    Silver Spring, MD
  • 11/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2019 → Present
    Unemployed
    Bethesda, MD
Previous Registrations
Other Businesses

1. SELLING SUPPLEMENTAL PREVENTATIVE HEALTH BENEFITS THROUGH LLH HEALTHCARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
  • S66 Uniform Combined State Law Examination
    2017-09-22

View on SEC IAPD

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