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Brendan James Mccauley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-07-14
TX RA APPROVED_RES 2023-10-13
NJ RA APPROVED 2017-12-13
  • MT RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2023-10-13
  • NJ RA
    APPROVED
    Since 2017-12-13

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glen Rock NJ 06/2017 Present
Aflac New York NY 07/2016 03/2017
Penn State University State College PA 08/2013 05/2017
Bank Of America, N.A. Glen Rock NJ 02/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-12
  • S66 Uniform Combined State Law Examination
    2017-12-12
Other Names
  • Brendan Mccauley

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
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