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Frederick Edward Wilke

LPl Financial LLC

Sarasota, FL

CRD 3174990

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-02-22
  • FL RA
    APPROVED
    Since 2016-02-22

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Sarasota FL 07/2004 Present
  • 07/2004 → Present
    Linsco/Private Ledger Corp.
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-18
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S65 Uniform Investment Adviser Law Examination
    2016-02-18
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10

View on SEC IAPD

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