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Hartford Funds CRD 147746
$152B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Black Bear Archery | St. George | DE | 07/2015 | 08/2017 |
| Pacer Financial, Inc. | Paoli | PA | 04/2016 | 01/2022 |
| Pacer Advisors, Inc. | Paoli | PA | 09/2016 | 01/2022 |
| Hartford Funds Distributors, Llc | Wayne | PA | 01/2022 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 01/2022 | Present |
Sole Proprietor, 267 Yorkminster Road West Chester PA 19382, Real Estate Acquisition - Rental Properties, Non-Investment Related, Owner-Sole Proprietor, Start Date - December 2017, Purchase Re-Hab Sell and Rent Properties, 5 to 20 hours per month devoted to the business, 0 hours devoted to the business during securities trading hours, No position as Officer or Director etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-03 |
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