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Mark Wingfield

Morgan Stanley

Madison, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-30
CT RA APPROVED 2026-04-29
  • TX RA
    APPROVED
    Since 2026-04-30
  • CT RA
    APPROVED
    Since 2026-04-29

Branch Locations

741 Boston Post Road, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Northbook IL 06/2021 03/2023
Revolusion Consultants Inc Jacksonville FL 12/2020 06/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 04/2018
No Worries Brewing Hamden CT 03/2013 06/2017
Northwestern Mutual Investment Services Llc New Haven CT 12/2017 04/2018
Margaritas Mexican Restaurant Mystic CT 04/2018 02/2019
Unemployed Stonington CT 02/2019 12/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2023 06/2024
Northwestern Mutual Investment Services Llc New Haven CT 02/2024 06/2024
The Investment Center, Inc. Farmington Hills CT 06/2024 03/2025
Red 36 Mystic CT 06/2024 03/2025
Lpl Financial Llc Groton CT 03/2025 04/2026
Morgan Stanley Madison CT 04/2026 Present
  • 06/2021 → 03/2023
    Allstate
    Northbook, IL
  • 12/2020 → 06/2021
    Revolusion Consultants Inc
    Jacksonville, FL
  • 06/2017 → 04/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2013 → 06/2017
    No Worries Brewing
    Hamden, CT
  • 12/2017 → 04/2018
    Northwestern Mutual Investment Services Llc
    New Haven, CT
  • 04/2018 → 02/2019
    Margaritas Mexican Restaurant
    Mystic, CT
  • 02/2019 → 12/2020
    Unemployed
    Stonington, CT
  • 04/2023 → 06/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2024 → 06/2024
    Northwestern Mutual Investment Services Llc
    New Haven, CT
  • 06/2024 → 03/2025
    The Investment Center, Inc.
    Farmington Hills, CT
  • 06/2024 → 03/2025
    Red 36
    Mystic, CT
  • 03/2025 → 04/2026
    Groton, CT
  • 04/2026 → Present
    Madison, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-20
S63 Uniform Securities Agent State Law Examination 2024-04-11
  • S65 Uniform Investment Adviser Law Examination
    2025-08-20
  • S63 Uniform Securities Agent State Law Examination
    2024-04-11
Other Names
  • Mark Wingfield
  • Mark Anthony Wingfield

View on SEC IAPD

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