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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-30 |
| CT | RA | APPROVED | 2026-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate | Northbook | IL | 06/2021 | 03/2023 |
| Revolusion Consultants Inc | Jacksonville | FL | 12/2020 | 06/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2017 | 04/2018 |
| No Worries Brewing | Hamden | CT | 03/2013 | 06/2017 |
| Northwestern Mutual Investment Services Llc | New Haven | CT | 12/2017 | 04/2018 |
| Margaritas Mexican Restaurant | Mystic | CT | 04/2018 | 02/2019 |
| Unemployed | Stonington | CT | 02/2019 | 12/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2023 | 06/2024 |
| Northwestern Mutual Investment Services Llc | New Haven | CT | 02/2024 | 06/2024 |
| The Investment Center, Inc. | Farmington Hills | CT | 06/2024 | 03/2025 |
| Red 36 | Mystic | CT | 06/2024 | 03/2025 |
| Lpl Financial Llc | Groton | CT | 03/2025 | 04/2026 |
| Morgan Stanley | Madison | CT | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-11 |
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