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333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Chicago | IL | 07/2019 | 12/2023 |
| Northern Trust Securities, Inc. | Chicago | IL | 06/2022 | 10/2023 |
| Student | Pittsburgh | PA | 06/2002 | 05/2019 |
| Advisors Asset Management, Inc | Monument | CO | 11/2023 | 09/2025 |
| Northern Trust Investments, Incorporated | Chicago | IL | 01/2023 | 10/2023 |
| Nuveen Securities, Llc | Chicago | IL | 10/2025 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-31 |
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