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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-26 |
| TX | RA | APPROVED | 2022-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc | Cumming | GA | 09/2017 | 10/2022 |
| Raymond James Financial Services Inc | Cumming | GA | 07/2017 | 09/2017 |
| Jackson County Schools | Jefferson | GA | 08/2011 | 06/2017 |
| Raymond James Financial Services Advisors Inc. | Cumming | GA | 01/2018 | 10/2022 |
| Dave Camp & Associates | Cumming | GA | 10/2017 | Present |
| Lpl Financial Llc | Cumming | GA | 10/2022 | Present |
1- 08/2022 / Camp Financial Solultions / DBA for LPL Business (entity for LPL business) / Investment Related / 180 HRS MNTH & 8 HRS During Trading-100 Time Spnt PRcnt / Cummings, GA 2- 01/2017 / Dave Camp & Associates / Business Entity For Tax/Investment Purposes Only / Investment Related / All HRS PER MNTH & All HRS During Trading-100 Time Spnt PRCNT / Cummings, GA 3- 12/01/2022 - Dave Camp and Associates - Not Investment Related - Business Entity For Tax/Investment Purposes Only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-05 |
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